Application for quotation of securities - RCE
Released
Released
Announcement PDF
Appendix 2A - Application for quotation of securities
Announcement Summary
Entity name
RECCE PHARMACEUTICALS LTD
Announcement Type
New announcement
Date of this announcement
Tuesday April 16, 2024
The +securities to be quoted are:
Other
Please refer to the response to Q2.3d for further information about the type of securities to be quoted and the
circumstances of the issue.
The Company has issued 250,000 fully paid ordinary shares to a consultant for services provided to the Company over a
one year term in lieu of a cash payment.
Total number of +securities to be quoted
ASX +security
code
Security description
RCE
ORDINARY FULLY PAID
Number of +securities to
be quoted
Issue date
250,000
16/04/2024
Refer to next page for full details of the announcement
Appendix 2A - Application for quotation of securities
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Appendix 2A - Application for quotation of securities
Part 1 - Entity and announcement details
1.1 Name of entity
RECCE PHARMACEUTICALS LTD
We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix
2A of the ASX Listing Rules.
1.2 Registered number type
Registration number
ACN
124849065
1.3 ASX issuer code
RCE
1.4 The announcement is
New announcement
1.5 Date of this announcement
16/4/2024
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Appendix 2A - Application for quotation of securities
Part 2 - Type of Issue
2.1 The +securities to be quoted are:
Other
Please refer to the response to Q2.3d for further information about the type of securities to be quoted and the
circumstances of the issue.
2.2 The +class of +securities to be quoted is:
Additional +securities in a class that is already quoted on ASX ("existing class")
2.3c Have these +securities been offered under a +disclosure document or +PDS?
No
2.3d Please provide any further information needed to understand the circumstances in which you are applying to
have these +securities quoted on ASX, including why the issue of the +securities has not been previously
announced to the market in an Appendix 3B
The Company has issued 250,000 fully paid ordinary shares to a consultant for services provided to the Company over a
one year term in lieu of a cash payment.
2.4 Any on-sale of the +securities to be quoted within 12 months of their date of issue will comply with the
secondary sale provisions in sections 707(3) and 1012C(6) of the Corporations Act by virtue of:
The publication of a cleansing notice under section 708A(5), 708AA(2)(f), 1012DA(5) or 1012DAA(2)(f)
Appendix 2A - Application for quotation of securities
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Appendix 2A - Application for quotation of securities
Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an
Appendix 3B
Additional +securities to be quoted in an existing class
ASX +security code and description
RCE : ORDINARY FULLY PAID
Issue date
16/4/2024
Will the +securities to be quoted rank equally in all respects from their issue date with the
existing issued +securities in that class?
Yes
Issue details
Number of +securities to be quoted
250,000
Are the +securities being issued for a cash consideration?
No
Please describe the consideration being provided for the +securities
The shares are being issued to pay for services rendered. The estimated value of the consideration per share is based on
the closing price of RCE shares on 15 April 2024 being $0.495 per share.
Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the
+securities to be quoted
0.495000
Any other information the entity wishes to provide about the +securities to be quoted
The purpose(s) for which the entity is issuing the securities
To pay for services rendered
Please provide additional details
The shares are being issued for the provision of services performed including market analysis and research, strategic
planning and advisory, investor relations support and stakeholder engagement over a one year term in lieu of a cash
payment.
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Appendix 2A - Application for quotation of securities
Part 4 - Issued capital following quotation
Following the quotation of the +securities the subject of this application, the issued capital of the entity will
comprise:
The figures in parts 4.1 and 4.2 below are automatically generated and may not reflect the entity's current issued capital if
other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.
4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the
+securities subject of this application)
ASX +security code and description
Total number of
+securities on issue
RCE : ORDINARY FULLY PAID
203,951,863
4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)
ASX +security code and description
Total number of
+securities on issue
RCEAH : PERFORMANCE SHARES
8,754,423
RCEAW : OPTION EXPIRING 11-FEB-2027 EX $1.56
435,000
RCEAU : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES
1,125,000
RCEAN : OPTION EXPIRING 22-FEB-2026 EX $1.56
8,415,000
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Appendix 2A - Application for quotation of securities
Part 5 - Other Listing Rule requirements
5.1 Are the +securities being issued under an exception in Listing Rule 7.2 and therefore the
issue does not need any security holder approval under Listing Rule 7.1?
No
5.2 Has the entity obtained, or is it obtaining, +security holder approval for the issue under
listing rule 7.1?
No
5.2b Are any of the +securities being issued without +security holder approval using the
entity's 15% placement capacity under listing rule 7.1?
Yes
5.2b.1 How many +securities are being issued without +security holder approval using the
entity's 15% placement capacity under listing rule 7.1?
250,000
5.2c Are any of the +securities being issued without +security holder approval using the
entity's additional 10% placement capacity under listing rule 7.1A (if applicable)?
No
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